Compliance & Expert Engagement Policy

Lynson Advisory is committed to the highest standards of compliance and ethical conduct.

We facilitate expert engagements and provide insight-driven research while ensuring that all interactions adhere to applicable laws, regulations and professional standards. Our goal is to provide high-quality, compliant insights that support informed decision-making for institutional clients.

Material Non-Public Information (MNPI)

Lynson Advisory strictly prohibits the disclosure or use of material non-public information (MNPI).

Experts are explicitly instructed not to share any confidential, proprietary or non-public information obtained through their current or prior employment. Clients are also expected not to solicit such information during any engagement.

All consultations are conducted with a clear understanding that discussions must remain within the boundaries of publicly available information and personal professional experience.

Expert Screening & Vetting

We implement a structured screening process to assess the suitability of experts prior to any engagement.

This includes evaluating:

• •Current and prior employment status
• •Potential conflicts of interest
• •Access to sensitive or non-public information

Experts from restricted organizations or roles may be excluded where appropriate to ensure compliance.

Client Responsibilities

Clients are responsible for conducting their own compliance review and ensuring that their use of expert insights aligns with their internal policies and applicable regulations.

Clients should not request, and experts should not provide, any confidential or non-public information during consultations.

Engagement Guidelines

All expert engagements facilitated by Lynson Advisory are conducted under the following principles:

• •Discussions are based on professional experience and publicly available information
• •No confidential or proprietary information is shared
• •All parties are expected to adhere to applicable compliance standards

We reserve the right to decline or terminate engagements that may pose compliance risks.

Ongoing Commitment

Lynson Advisory continuously reviews and improves its compliance practices to align with evolving regulatory expectations and industry standards.

We aim to provide a trusted platform for accessing expert insights while maintaining the highest level of integrity and professionalism.